Job Description
Responsibilities
- Provide advice to business units on regulatory compliance matters
- Analyze new legislation or regulatory changes and promote compliance awareness amongst business units
- Formulate, review and update the Compliance Manuals for SFC Types 1 & 4 regulated activities
- Perform regular compliance checking and monitoring to ensure all business activities comply with regulatory requirements
- Foster data privacy control over personal account dealing, licensing, anti-corruption and bribery and events triggering notification to regulators
- Perform ad-hoc assignments as required
Requirements
- Degree holder with minimum 6 to 8 years’ experience in financial institution/asset managment
- Familiar with statutory requirements for SFC regulated activities Type 1 & 4 and MPF
- Good team player with strong communication and interpersonal skills
- Ability to work with stakeholders at different levels
- Proficient in both spoken and written English and Chinese including Mandarin