Job Title

Senior Manager – Regulatory Compliance (Banking)

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Job Description


  • Develop and review compliance program and perform regular compliance risk reviews including thematic compliance review and self-assessments etc
  • Provide full range of compliance advisory and support to both frontline and back office on day-to-day operations and issues such as licensing, update of operational manuals/procedures, new marketing/product initiatives etc
  • Handle enquiries from regulators and external parties
  • Keep abreast of regulatory changes and drive the appropriate corresponding changes in policies and procedures for the compliance purpose
  • Disseminate compliance-related information and publications to all relevant staff or departments
  • Conduct compliance training and promote compliance awareness among associates



  • Degree holder in law, finance, accounting or related disciplines
  • Minimum 8 to 10 years’ solid experience in the field of banking compliance
  • Sound knowledge in relevant banking laws, HKMA rules and regulations etc .with good familiarity of banking operations and controls
  • Self-motivated, independent with strong analytical abilities and good judgement
  • People-oriented and team players
  • Proficiency in both English and Chinese


Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY FOR THIS JOB”.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Banking / Finance, Professional Services

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Senior Manager – Regulatory Compliance (Banking) (ID: 2701)

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