Job Description
Responsibilities:
- Develop and review compliance program and perform regular compliance risk reviews including thematic compliance review and self-assessments etc
- Provide full range of compliance advisory and support to both frontline and back office on day-to-day operations and issues such as licensing, update of operational manuals/procedures, new marketing/product initiatives etc
- Handle enquiries from regulators and external parties
- Keep abreast of regulatory changes and drive the appropriate corresponding changes in policies and procedures for the compliance purpose
- Disseminate compliance-related information and publications to all relevant staff or departments
- Conduct compliance training and promote compliance awareness among associates
Requirements:
- Degree holder in law, finance, accounting or related disciplines
- Minimum 8 to 10 years’ solid experience in the field of banking compliance
- Sound knowledge in relevant banking laws, HKMA rules and regulations etc .with good familiarity of banking operations and controls
- Self-motivated, independent with strong analytical abilities and good judgement
- People-oriented and team players
- Proficiency in both English and Chinese