Job Title

Senior Manager – General Compliance

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Job Description


  • Conduct compliance review on the bank’s businesses and ensure regulatory compliance
  • Provide full range of compliance advisory and support on banking business, operations and product initiatives etc
  • Handle enquiries from regulators and external parties
  • Coordinate with legal counsel for preparing legal documents and obtaining legal advice for stakeholders as necessary
  • Keep abreast of regulatory changes and drive the appropriate corresponding changes in policies and procedures for the compliance purpose
  • Disseminate compliance-related information and publications to all relevant staff or departments
  • Conduct compliance training and promote compliance awareness among associates



  • Degree holder in law, finance, accounting or related disciplines
  • Minimum 8 to 10 years’ solid general compliance experience in the banking field
  • Sound knowledge in relevant banking laws, HKMA and SFC rules and regulations etc. with good familiarity of banking operations and controls
  • Self-motivated, independent with strong analytical abilities and good judgement
  • People-oriented and team players
  • Proficiency in both written and spoken English, Chinese and Mandarin


Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY FOR THIS JOB”.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Banking / Finance, Professional Services

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Senior Manager – General Compliance (ID: 2715)

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