Job Description
Responsibilities:
- Conduct compliance review on the bank’s businesses and ensure regulatory compliance
- Provide full range of compliance advisory and support on banking business, operations and product initiatives etc
- Handle enquiries from regulators and external parties
- Coordinate with legal counsel for preparing legal documents and obtaining legal advice for stakeholders as necessary
- Keep abreast of regulatory changes and drive the appropriate corresponding changes in policies and procedures for the compliance purpose
- Disseminate compliance-related information and publications to all relevant staff or departments
- Conduct compliance training and promote compliance awareness among associates
Requirements:
- Degree holder in law, finance, accounting or related disciplines
- Minimum 8 to 10 years’ solid general compliance experience in the banking field
- Sound knowledge in relevant banking laws, HKMA and SFC rules and regulations etc. with good familiarity of banking operations and controls
- Self-motivated, independent with strong analytical abilities and good judgement
- People-oriented and team players
- Proficiency in both written and spoken English, Chinese and Mandarin