Job Title

Senior Compliance Manager, Investment & Insurance (Bank)

  • Position:
  • Salary:
  • Location:
  • Job ID: 03105
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Job Description

Job duties:

  • Provide compliance and control support to the private banking & investment products departments, covering retail wealth management including investment ,insurance products and MPF
  • Conduct gap analysis to assess the Bank’s compliance with regulatory compliance requirements
  • To keep abreast with existing and new local regulatory requirements which have impact on the Bank
  • Establish and perform regular review on compliance related policies
  • Coordinate compliance related regulatory enquiries, reporting, on sit and off site visits etc.
  • Assist in preparing management reports to senior management
  • Take up ad-hoc projects assigned by the management

 

Job requirements:

  • Over 6 years’ working experience in financial services industry with compliance, audit or risk management experience
  • Sound knowledge in the requirements of Banking Ordinance, Securities and Futures Ordinance, and regulatory requirements set by regulators
  • Good report writing skills

 

Candidates with more experience can apply for “Section Head, Compliance & Control

 

Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified


---

Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Admin & HR
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Senior Compliance Manager, Investment & Insurance (Bank) (ID: 3105)

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