Job Title

SECTION HEAD AND SENIOR RETAIL RISK AND COMPLIANCE MANAGER – RETAIL RISK AND COMPLIANCE CONTROL

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Job Description

Responsibilities:

  • To be a team member of Retail Risk and Compliance Control Department;
  • To design and implement control measures to monitor the adherence of compliance standards by the business units;
  • To oversee operations of the section and allocate adequate resources to the team;
  • To handle enquiries from law enforcement agents and HKMA in relation to Compliance matter.

 

Requirements:

  • University graduates with a minimum of 10 years’ working experience in the banking industry with sound knowledge and exposure in Code of Banking Practice, Privacy and compliance in relation to selling of investment and insurance products;
  • Able to exercise judgment, work under pressure and motivate subordinates;
  • Excellent command in both written and spoken English and Chinese;
  • Proficient in MS Office.


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Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY FOR THIS JOB”.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Banking / Finance, Executive
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Application

SECTION HEAD AND SENIOR RETAIL RISK AND COMPLIANCE MANAGER – RETAIL RISK AND COMPLIANCE CONTROL (ID: 2399)

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