Job Title

Regulatory Compliance Associate – Contract (Foreign Bank)

  • Position:
  • Salary:
  • Location:
  • Job ID: 03938
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Job Description

  1. Provide compliance support to ensure business activities comply with regulatory requirements
  2. Analyse new legislation or regulatory changes issued by HKMA/SFC and bringing the awareness of the business teams
  3. Formulate, review and update compliance policies and procedures
  4. Support license application/de-registration, CPT, regulatory communication/follow up, due diligence review
  5. Support internal and external audit on regulatory compliance and implementation of remediation measures
  6. Perform investigations and completion of incident report
  7. Assist in ad-hoc projects as required



  1. Degree holder with minimum 5 years relevant regulatory compliance experience in banking industry
  2. Good familiarity with relevant laws, rules and regulations, codes and guidelines of HKMA and SFC
  3. Independent, self-motivated with good communication and time management skills
  4. Proficient in English and Chinese


Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Banking / Finance, Compliance

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Regulatory Compliance Associate – Contract (Foreign Bank) (ID: 3938)

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