Private Banking Control Associate

Job Description

1. Perform monitoring of selling process of investment products to ensure proper compliance
2. Conduct surveillance review on controls involving investment suitability and sales practices, phone recordings and negative disclosure on Deposit Protection Scheme etc
3. Alert Management on discrepancies identified and control loopholes
4. Support front line on internal control issues
5. Provide support to test and implement new internal control tools
6. Assist in the maintenance of internal control monitoring tool

Requirements

1. University degree holder in Business Administration or equivalent
2. 2 to 4 years relevant experience in internal / business control is preferred
3. Good understanding of private banking products
4. Detailed minded with good organisation and communication skills
5. Proficient in MS Word, Excel and PowerPoint
6. Proficiency in both spoken and written in English, Cantonese and Mandarin