Job Title

Manager, Retail Compliance & Control (Banking)

  • Position:
  • Salary:
  • Location:
  • Job ID: 03018
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Job Description

Job duties:

  • Develop business and operational guidelines in consultation with various retail banking business, frontline departments or other divisions
  • Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at group’s recognized standard
  • Ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies
  • Assist to oversee the tracking and resolution of operational incidents and internal control findings or issues
  • Maintain up-to-date control assurance methodology
  • Conduct compliance review and assurance checking
  • Review the compliance and control and identify areas for improvement
  • Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation, including findings made by auditors and regulators
  • Provide training to staff concerned on the knowledge and awareness of compliance in the relevant requirements and internal control policies
  • Ensure relevant risk and control MIS reports are timely reviewed & report

Job requirements:

  • University degree
  • Over 4 years of solid experience in retail banking regulations, operations, products and services, with compliance experience preferably
  • Sound knowledge on compliance and control assurance framework in bank
  • Good communication and interpersonal skills

Applicants with more experience can be considered for “Senior Manager

Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified


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Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Admin & HR
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Manager, Retail Compliance & Control (Banking) (ID: 3018)

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