Job Description
Job duties:
- Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at group’s recognized standard
- Develop business and operational guidelines in consultation with various retail banking business, frontline departments or other divisions
- Ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies
- Conduct compliance review and assurance checking
- Assist to oversee the tracking and resolution of operational incidents and internal control findings or issues
- Review the compliance and control and identify areas for improvement
- Execute appropriate operational control measures and enhancements to have control improvements and risk mitigation, including findings made by external auditors and regulators
- Ensure relevant risk and control MIS reports are timely reviewed & report
- Provide training to staff concerned
Job requirements:
- University degree or equivalent
- Over 4 years of solid experience in retail banking regulations, operations, products and services, with compliance experience preferably
- Sound knowledge on compliance and control assurance framework in bank
- Good communication and interpersonal skills
Applicants with more experience can be considered for “Senior Manager, Retail Compliance & Control”
Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”
All data collected will be used for recruitment purpose only & will be used strictly confidential
Only shortlisted candidates will be notified