Job Description
Responsibilities:
- Develop business and operational guidelines in consultation with various retail banking business, frontline departments or other divisions to ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies;
- Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at Group’s recognized standard;
- Conduct compliance review and assurance checking;
- Review the compliance & control and identify areas for improvement;
- Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation, including recommendations made by auditors and regulators;
- Assist in the development of procedure manuals for detailed tasks or operations;
- Provide and assist the training to staff concerned on the knowledge and awareness of compliance in the relevant requirements and internal control policies.
Requirements:
- University degree with over 4 years’ experience in retail banking regulations, operations, products and services, with compliance experience preferably;
- Sound knowledge on compliance and control assurance framework;
- Self-initiative, able to work independently and good time management.