Job Description
- Provide compliance support and advice to business on regulatory compliance issues
- Liaise with regulators and handle regulatory filings for compliance related matters
- Keep abreast of regulatory changes and update compliance manuals to reflect applicable requirements
- Respond to SFC enquires, surveys and questionaires
- Perform regular compliance checking and monitoring to ensure all investment business activities comply with regulatory requirements
- Perform ad-hoc assignments as required
Requirements
- Degree holder with minimum 4 to 7 years’ experience in financial institution/asset management
- Familiar with statutory requirements for SFC regulated activities
- Good team player with strong communication and interpersonal skills
- Ability to work with stakeholders at different levels
- Proficient in English and Chinese