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Job Description


  • To advise and update on general compliance with regulatory rules to existing and new business;
  • Coordinate and recommend on solution in responding to compliance enquiries and case;
  • To track and monitor the business flow / progress in compliance with the new and change of regulatory requirement s and recommendations of regulators;
  • Provide training to staff on compliance awareness;
  • Ad hoc compliance projects.


  • Degree holder in Law, Accounting, Finance or related disciplines;
  • 5 years+ audit, internal control or compliance experience in banking industry;
  • Knowledgeable with banking laws, SFC ordinance, operation procedure and investment products;
  • Detailed minded, independent, good time management and can work under pressure;
  • Excellent interpersonal and communication skills;
  • Excellent command of spoken and written English, Putonghua preferred;
  • Proficient with MS Word, Excel and PowerPoint.


Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Accounting, Banking / Finance, Executive, Law

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