Job Description
Job duties:
- Provide compliance and control support to the private banking & investment products departments, covering retail wealth management including investment, insurance products and MPF etc.
- Coordinate compliance related regulatory enquiries, reporting, on sit and off site visits etc.
- Conduct gap analysis to assess the Bank’s compliance with regulatory compliance requirements
- To keep abreast with existing and new local regulatory requirements which have impact on Bank wealth management
- Establish and perform regular review on compliance related policies and procedures
- Assist in preparing management reports to senior management
- Take up ad-hoc projects assigned by the management
Job requirements:
- Over 6 years’ working experience in financial services industry with compliance, audit or risk management experience
- Sound knowledge in the requirements of Banking Ordinance, Securities and Futures Ordinance, and regulatory requirements set by regulators
- Good report writing skills and communication skills
Candidates with less experience apply for “Manager, Retail Compliance & Control”
Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”
All data collected will be used for recruitment purpose only & will be used strictly confidential
Only shortlisted candidates will be notified