Job Title

Compliance Manager (Bank)

  • Position:
  • Salary:
  • Location:
  • Job ID: 03006
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Job Description

Job Description

Job duties:

  • Keep abreast with existing and new local regulatory requirements which have impact on Bank
  • Conduct gap analysis to assess the Bank’s compliance with regulatory compliance requirements
  • Provide compliance advisory support on new business or product initiatives
  • Provide advisory support to the private banking & investment products departments, covering private wealth management and general banking business areas in addressing local regulatory requirements as well
  • Provide compliance advices to Human Resources related matters
  • Monitor the implementation progress of agreed actions by business units to ensure compliance with the regulatory requirements
  • Coordinate compliance related regulatory inquiries and reporting etc.
  • Perform regular review on compliance related policies and guidelines
  • Handle divisional consolidation work and provide administrative support to the team

Job requirements:

  • University graduate major in law, banking and finance, accounting or related disciplines
  • Over 4 years working experience in financial services industry with compliance/ audit/ risk management experience
  • Knowledge in requirements from Banking Ordinance / Securities and Futures Ordinance or regulatory requirements issued by regulators including HKMA/ SFC/ PCPD/ IA etc.
  • Efficient and independent team player in bank
  • Liaise effectively with bank’s internal and external stakeholders


Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified


Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Admin & HR

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Compliance Manager (Bank) (ID: 3006)

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