Job Title

Compliance Manager (Bank China Compliance)

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Job Description

Responsibilities:

  • Assist in monitoring the compliance risk of the Bank Group’s Greater China branches and subsidiaries (“Business Units”)
  • Assist in providing advice and resolve ad-hoc compliance issues of Business Units
  • Analyze and assess the potential impacts of relevant laws and regulations on the Business Units
  • Review regular and other ad-hoc reports submitted by the Business Units to identify potential compliance issues, ensure conformity with the Group’s as well as regulators’ compliance requirements
  • Make necessary recommendations to Business Units for improvements when necessary
  • Review and comment on compliance related policies and guidelines of the Business Units to ensure to comply with Group Directives and their local regulatory requirements
  • To take ad-hoc compliance related projects

 

Requirements:

  • University graduate in Banking, Business Administration, Finance or related areas
  • Minimum of 4 years’ working experience in fund house or financial services industry with compliance / audit / risk management / internal control experience
  • Good understanding of banking business and operations
  • Good knowledge of banking laws and regulations, preferably with exposure to Greater China regulatory requirements
  • Able to work independently and have risk awareness
  • Able to exercise judgment and liaise effectively with the Business Units

 

Candidates with more experience will be considered as “Senior Compliance Manager”


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Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Banking / Finance, Professional Services
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Application

Compliance Manager (Bank China Compliance) (ID: 2757)

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