Job Description
Job duties:
- Assist in fostering the compliance and risk culture of the company
- Provide compliance advices to different business units to ensure compliance with relevant regulatory requirements
- Perform compliance review and checking, develop and update compliance policies and procedures
- Review policies and procedures prepared by other departments and provide compliance advices
Job requirements:
- Degree holders in Law, Business Administration, Accounting or related disciplines
- Over 6 years of solid compliance experience in banks, trustee companies , financial institutions or asset management companies
- Knowledge of regulations, rules and statutory requirements of SFC regulated activities (Type 1 and Type 4), SFC intermediaries and MPF intermediaries
- Experience in handling data privacy and with knowledge in PDPO will be an advantage
- Good analytical and presentation skills,
- Good communication and interpersonal skills