Job Title

Compliance Officer – Private Banking

  • Position:
  • Salary:
  • Location:
  • Job ID: 03703
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Job Description

 

Responsibilities

  • Provide compliance support to ensure business activities comply with regulatory requirements
  • Analyse new legislation or regulatory changes issued by HKMA/SFC and bringing the awareness of the business teams
  • Handle staff registration matters; and perform staff dealing and gifts & entertainment monitoring
  • Process and keep track of compliance approvals in relation to CPT/OPT hours training records
  • Provide administrative support in filings and notifications to regulators and other government authorities in accordance with applicable laws, rules and regulations

 

 

Requirements

  • Degree holder with minimum 4 years relevant experience in banking industry
  • Compliance exposure in private banking business preferred
  • Good knowledge of relevant laws, rules and regulations, codes and guidelines of HKMA and SFC
  • Independent, self-motivated with good communication skills
  • Proficient in English and Chinese


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Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB.

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

Required: Banking / Finance
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Compliance Officer – Private Banking (ID: 3703)

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