Job Description
- Provide compliance support to ensure business activities comply with regulatory requirements
- Analyse new legislation or regulatory changes issued by HKMA/SFC and bringing the awareness of the business teams
- Formulate, review and update compliance policies and procedures
- Conduct compliance review and staff training on compliance issues
- Act as focal contact for regulators and other government authorities as required
- Lead and assist in ad-hoc projects as necessary
Requirements
- Degree holder with minimum 5 to 8 years relevant experience in banking industry
- Sound familiarity with relevant laws, rules and regulations, codes and guidelines of HKMA and SFC
- Good knowledge of financial market products
- Independent, self-motivated with good communication skills
- Proficient in English and Chinese and Mandarin