Job Description
- Support frontline sales in Investment Banking to perform KYC and CDD tasks
- Provide assistance in AML remediation projects and periodic and trigger reviews
- Ensure completeness and correctness of all review documentation including but not limited to updated customer information, necessary risk and AML assessments etc
- Assist to perform transaction monitoring as defined in relevant guidelines
- Support ad hoc operation issues and system development projects
Requirements
- Degree holder with minimum 3 to 5 years’ relevant compliance experience gained in Investment Banking
- Good familiarity with KYC/CDD and local Anti-Money Laundering requirement for wealth management customers
- Good team player with problem solving and multi-tasking skills
- Proficient in English and Chinese
- Immediate available