Job Description
- Provide assistance in monitoring of selling process of investment products in compliance with regulatory requirement
- Support internal control functions
- Prepare monthly, quarterly, bi-annually and annually statistics
- Assist front office for questions related to internal control
- Provide support to test and implement new internal control tools
- Assist in the maintenance of internal control monitoring tool
Requirements
- University degree holder in Business Administration or equivalent
- 2 to 3 years relevant experience in internal / business control is preferred
- Good understanding of private banking products
- Detailed minded and ability to handle tasks in coherent way
- Good writing skills and precision in preparing document / control files according to internal rules
- A team player and good communication skills
- Proficient in MS Word, Excel and PowerPoint
- Proficiency in both spoken and written in English, Cantonese and Mandarin