Job Description
Job duties:
• Develop business and operational guidelines in consultation with various retail banking business, frontline departments or other divisions
• Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at group’s recognized standard
• Ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies
• Conduct compliance review and assurance checking
• Maintain up-to-date control assurance methodology
• Review the compliance & control and identify areas for improvement
• Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation, including findings made by auditors and regulators
• Assist to oversee the tracking and resolution of operational incidents and internal control findings or issues
• Provide/assist the training to staff concerned on the knowledge & awareness of compliance in the relevant requirements and internal control policies
• Ensure relevant risk and control MIS reports are timely reviewed & report
• Assist in the development of procedure manuals for detailed tasks or operations
Job requirements:
• University degree
• Over 4 years of solid experience in retail banking regulations, operations, products and services, with compliance experience preferably
• Sound knowledge on compliance and control assurance framework in bank
• Good communication and interpersonal skills
