Job Description
Job duties:
- Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at Group’s recognized standard
- Develop business and operational guidelines in consultation with various retail banking business, frontline departments, branches or other divisions
- Ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies
- Conduct compliance review and assurance checking
- Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation
- Review the compliance & control and identify areas for improvement
- Assist in the development of procedure manuals for detailed tasks or operations
- Provide and assist the training to staff concerned especially in branches
Job requirements:
- University degree with over 8 years’ experience in retail banking regulations, operations, products and services, with compliance experience preferably
- Sound knowledge on compliance and control assurance framework
- Self-initiative, able to work independently and good time management
Candidates with less experience can be considered as “Manager, Retail Compliance & Control”