Job Description
Responsibilities:
- Report to the Head of Compliance;
- Perform regular AML transaction / account reviews and account opening “Know Your Client” / ” Customer Due Diligence” reviews;
- Perform compliance monitoring controls to ensure that the local regulations, Company’s internal investment policy, guidelines and the restrictions are followed;
- Assist in review and update Company’s internal policies and procedures;
- Ad-hoc projects as assigned.
Requirements:
- University graduate;
- 5 years+ relevant working experiences in Banking / Financial Institution;
- Excellent command of written and spoken English and Cantonese;
- Knowledge of Banking / Financial products;
- Familiar with Banking / Private Banking and Securities regulations;
- Can work under pressure and multi-task;
- Independent, analytical and meticulous;
- Good communicate and interpersonal skills.