Job Description
- Effective and timely management of daily surveillance alerts and reports;
- Conduct investigations on breaches of regulatory rules and requirements by exchange participants and follow up on their rectification measures;
- Communicate and cooperate with other exchanges and regulators on market surveillance issues;
- Produce surveillance statistics and analysis for routine and ad-hoc reporting to management;
- Assist in compiling, reviewing and maintaining internal policies and procedures;
- Conduct system tests for development and further enhancements of market surveillance systems;
- Communicate and interact with regulators, external vendors and other internal teams within area of responsibility.